ClearPenTest

Audit and compliance

Observation window

Also called: audit period, review period, SOC 2 window

The observation window is the period a SOC 2 Type II report covers, typically three to twelve months, during which controls must be shown to have operated effectively.

Testing evidence has to be dated inside the window to count for it. This is the single most common scheduling mistake in a first Type II: a penetration test performed before the window opens does not evidence the window.

START WITH A CLEAR SCOPE

Testing, with the report an auditor can actually use

Scope an assessment